with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for Know Your Customer and

the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing private fund with

procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective communication guideline with the investors and internal management in the

(Thailand) Co.,Ltd. (“DBS”), shall be liable for DBS’s failure to put in place a sufficient and effective systems of operation, control and risk management of derivatives broker which violated section 113 of

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective communication guideline and internal management in the period

disaster preparedness and response. The event took place on 6 December 2023, at the Queen Sirikit National Convention Center.

Association, and Thailand digital asset community. The joint meeting took place at the SEC building on 26 December 2023.Ms. Pornanong Budsaratragoon, SEC Secretary-GeneralMr. Nares Laopannarai, President of

business, and custodians for private funds and provident funds. The meeting took place at the SEC Building on 8 January 2024.

honored participants in the workshop which took place on 21 February 2024 at SEC Building.

to order or act resulting in Beyond’s failure to put in place sufficient and effective risk management system which violated Section 113 of the Securities and Exchange Act B.E. 2535 amended by the