of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is investing assets of clients in private company bond which

notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective system for protecting the client’s asset that is failing to segregate assets under its custody as assets

procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place sufficient and effective system for managing mutual fund, market risk and liquidity risk of daily

Limited ("TMBAM eastspring") failed to order or act duty resulting in TMBAM eastspring failed to put in place sufficient and effective system for managing mutual fund, market risk and liquidity

derivatives without investment limit. Nonetheless, asset management companies are required to put in place a proper risk management system for risks associated with derivatives investment and clearly disclose

compliance profession. The joint meeting took place on 1 December 2023.

government’s saving and investment promotion initiatives. The event took place on 30 July 2024 at the SEC Building. Mrs. Pornanong Budsaratragoon, SEC Secretary-General Ms. Jomkwan Kongsakul, SEC Deputy

Her Majesty Queen Sirikit the Queen Mother’s Birthday Anniversary on 12 August 2024. The recording took place at the National Broadcasting Services of Thailand on 23 July 2024. SHARE :

to order or act duty resulting in Daol failed to comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place

as specified in the Notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective fund management systems which may cause serious damage to the benefit of