the advertisement indicates that the fund has been approved by the Office, it must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the
must also states that “the approval for establishment and management of the ….. (fund name)….. on …(date)… does not mean the Securities and Exchange Commission, the Capital Market Supervisory Board or
Notifications to the repealed notifications as defined by Clause 40, shall mean reference to this Notification. Clause 43 Any reference made in any other Notifications to personnel in the capital market business
transactions with the securities underwriter prior to this offering, or patrons of the issuer (if any). For the purpose of the first paragraph, the “fair allocation procedures” shall mean the procedures in which
of the issuer (if any). For the purpose of the first paragraph, the “fair allocation procedures” shall mean the procedures in which a securities underwriter sets a subscription board lot and allocate
paragraph, the “fair allocation procedures” shall mean the procedures in which a securities underwriter sets a subscription board lot and allocate shares to all subscribers equally once in a subscription
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. - 21 - FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note : This annual registration statement / annual report (Form 56...
แบบแสดงรายการข้อมูลการเสนอขายหลักทรัพย์ (Unofficial Translation) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. SEC Classification : ใชภ้ายใน (Internal) FORM 56-1 One Report (Attached to Notification No. Tor Jor. 55/2563) Applicable to the Financial Year Ending 31 December 2021 onwards Annual Registration Statement / Annual Report Form 56-1 One Report Form 69-1 1 September 2020 Note: This annual registration s...
with such consultation, and shall mean an ASEAN investment analyst as well; “ASEAN investment analyst”9 means a person eligible to analyze investment and give investment consultation without considering
whether or not the analysis is fundamental or technical, in conjunction with such consultation, and shall mean an ASEAN investment analyst as well; “ ASEAN investment analyst ”9 means a person eligible to