; (2) derivatives business operator in the category of derivatives agent or derivatives advisory; “supervisor of investment line of work” means a supervisor of the investment line of work under the Law
to mutual fund management, including the responsibilities of the aforementioned manager; (d) The names of the selling agents, investment unit registrar and mutual fund supervisor, as well as the
-year period before the filing date of the application for approval with the SEC Office, and having worked as an audit supervisor or the final audit reviewer before an auditor affixes signature in giving
to the mutual fund supervisor of Thai Covered Fund. 7 To the extent there are requirements on minimum notice period and content of or template for notice to Hong Kong investors under relevant Hong Kong
, and investment supervision and control system of the investment advisory company, persons with power of management and advisors; (2) providing a compliance supervisor of investment advisory company
supervisor to the investors and the general public by a method that sufficiently allows the investors and the general public to be continuously aware of information at every particular period as appropriate to
fund supervisor to the investors and the general public by a method that sufficiently allows the investors and the general public to be continuously aware of information at every particular period as
supervisor, to investors and the general public by efficient method which sufficiently allows investors and the general public to uninterruptedly obtain such information at all times as appropriate to the
, details of investment, financial position, expenses and opinions of the fund supervisor, to investors and the general public by efficient method which sufficiently allows investors and the general public to