opinions of the fund supervisor, to investors and the general public by efficient method which sufficiently allows investors and the general public to uninterruptedly obtain such information at all times as
agent; (3) a mutual fund supervisor; (4) a private fund custodian; (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
supervisor; (4) a private fund custodian; (UNOFFICIAL TRANSLATION) - 2 - (5) a derivatives business operator; “claimant” means any person who is caused damage by the act of the respondent or any other person
(No. 3) dated 13 October 2004. Clause 3. In this Notification: “respondent” means any of the followings: (1) a securities company; (2) a local share selling agent; (3) a mutual fund supervisor; (4) a
have availability of personnel for the function of REIT manager, which shall be at least one supervisor being responsible for management of REIT’ s properties and at least 2 staffs who have knowledge and
disclosure shall be certified by the Fund Supervisor or Trustee, as the case may be and shall be made within forty-five days from the last day of each quarter. The disclosure pursuant to Paragraph 1 shall be
ยืนยันว่าโครงการจัดการลงทุนต่างประเทศมีคุณสมบัติครบถ้วนตาม Part I : Qualifications of the CIS Operator, Trustee/ Fund Supervisor, and 
Operator, Trustee/ Fund Supervisor, and requirements relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซึ่งอยู่ใน Appendix C : Standards of
audit duties for at least 7 years; and having cumulatively worked as a signing partner, an engagement partner, an audit supervisor, or a final reviewer for not less than 4 years. being attached to only
signing partner, an engagement partner, an audit supervisor, or a final reviewer for not less than 4 years. being attached to only one audit firm and such audit firm shall have the characteristics as