Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed
อิเล็กทรอนิกส์ ("IPOS-DW") ตามแนวทางและวิธีการที่จัดไว้ในเว็บไซต์ของสำนักงานและยื่นแบบ filing เป็นเอกสารพร้อมลงนาม ("hard copy") 1 ชุด ซึ่งสำนักงานจะแจ้งผลการพิจารณาภายใน 10 วันทำการ และให้แบบ filing ดังกล่าวมีผล
with the following documents: (1) a profile and details of the applicant; (2) a copy of registration certificate as a juristic person or as a group of persons; (3) a copy of financial statement of the
CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration
who makes offerings of either ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69
CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration
Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously
who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after
ASEAN NRI CIS (for non-retail investors only) or ASEAN CIS (for public offerings) in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC
who makes offerings of the Hong Kong Covered Fund in Thailand: The CIS Operator is required to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after