to submit a hard copy of a completed Form 69 – CIS annually update to the SEC Thailand within 1 year after the effective date of the previously submitted registration statement, either Form 69 – CIS
or other documents, and ask for a copy of these documents if not provided. • Regularly review the performance of investments to see if they meet current risk tolerance level and investment objectives
applicant has any violation record under the law specified in the Notification, the applicant shall notify the Office in writing immediately of such matters; □ (2) Copy of the memorandum summarizing the
; □ (2) Copy of the memorandum summarizing the examination and the letter notifying the result of the examination or the letter notifying the order issued by an organization which regulates the undertaking
แล้ว จะต้องส่ง hard copy ต่อสำนักงาน ก.ล.ต. หรือไม่ คำตอบ 1. เมื่อบริษัทที่มีหุ้นหรือใบสำคัญแสดงสิทธิอนุพันธ์ (“DW”) เป็นหลักทรัพย์จดทะเบียนในตลาดหลักทรัพย์ ได้จัดส่งรายงานต่อตลาดหลักทรัพย์ทางสื่อ
unit price is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following
unit price is found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following
found incorrect. The management company shall further arrange to maintain a copy of such report at its office for inspection by the Office. Such report shall contain at least the following particulars: (1
your local intermediary, local representative or CIS operator. The copy of this registration statement has been registered by the Office of Securities and Exchange Commission. The effectiveness of this
Office ensures that the service provided by the cloud provider is reviewed on a regular basis. As for hard copy documents and printed materials, the SEC Office scans hard copy documents and printed