, embraces transition to change, creates awareness, supports and facilitates, and fosters engagement to ensure a smooth, effective and sustainable transition.“Most importantly, the SEC’s hands-on approach to
-related clarifications and information through the company’s communication channels. On 10 October 2023, the SEC had the clients’ assets deposited with Zipmex inspected to ensure the company’s readiness for
shall impose stricter sanctions to further ensure fairness and market reliability.
SEC in coordination with the AIMC will set up standards for preparing member records, and 2) require asset management companies to have external auditor so as to ensure the correctness of such records
listed companies in real estate business. This is to ensure that those companies (1) apply the conservative concept and (2) fairly state their revenues. The guidelines emphasize that listed companies
ensure their business continuity and, by extension, prevent impacts on price clearing and settlement and the overall market confidence. To prevent modern day crises and emergencies of different kinds
investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of
consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows
. The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate