Assets under the Securities and Exchange Act (No. 4) B.E. 2551 (2008)? will run for 10 sessions from January 16 to February 11, 2009 at the SET with an aim to ensure understanding and compliance of listed
is prohibited by other laws;2.Approval criteria for a trustee, who will be entrusted to manage the trust?s assets, to ensure that they are capable and qualified to carry out the responsibilities
to harmonize all regulations on foreign companies? share offerings and ensure that Thai investors have protection comparable to that under Thai law. In this regard, the foreign companies are required
investment. It must provide an appropriate warning to ensure investors are alerted to potential risks. The marketing campaigns must not induce or accelerate investment decision making with a lack of
consultant. Institutional investors should ensure that the third parties perform the assigned functions in accordance with the investment governance policy.2. The I Code comprises seven principles as follows
. The SEC, therefore, urges the shareholders to study relevant information carefully and seek clarifications from the IFEC management before exercising their voting right to ensure that appropriate
appropriate to ensure the companies? long-term sustainable value creation.As the CG Code is in effect, the SEC is proposing amendment to the principles and relevant rules on information disclosure through the
. Accordingly, compliance unit must be strengthened to have clear role, duty and standards of conduct and thus help building up compliance culture to ensure that business operator complies with laws and
convenient, (3) review details of commitment between unitholders and asset management company to be more complete and (4) revise form and content of prospectus to ensure comprehensible and adequate disclosure
used to invest, based on market price, at least every business. This is to ensure that securities company or derivatives broker will be able to return client?s assets in full after withdrawing deposit or