) ensure that only copyrighted software and appropriate software patches are installed and establish measures for protection against malware intrusion or damage to confidential or critical data stored on
manner of deceit, fraud or dishonesty relating to offences against property which caused damage either to the financial institution or its clients ; (2) having been imprisoned by the final judgment of a
(เป็นระดับ early warning เท่ากับ 10.5% หรือ 37.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์และเป็นตัวแทนซื้อขายสัญญาซื้อขายล่วงหน้า/ หรือ 22.5 ล้านบาท กรณีประกอบธุรกิจหลักทรัพย์หรือเป็นตัวแทนซื้อขายสัญญาซื้อขาย
) the offer for sale of the debt securities may have a negative impact on credibility of the Thai capital market; (4) the offer for sale of the debt securities may cause damage or unfairness to investors
word “draft prospectus” in red letters, at a size not smaller than the size of the general statements in the above-mentioned documents, which shall be clearly visible; (b) a warning statement presenting
provisions, causing the company to suffer damage or making themselves or other persons gain unfair benefits, they are liable to a fine of up to the amount of damages or benefits received but not less than
from AMC, and the assignment of such rights to DCH Co., Ltd., instead of N-PARK, by Mr. Jaruthavee without seeking approvals from the company?s Board of Directors and shareholders, had caused damage to N
amount of damage to several clients.Pisist's misconduct above is deemed a failure to perform duties honestly in accordance with the Notification of the Capital Market Supervisory Board*. The SEC has
Investigation (DSI) for (1) failing to perform duties responsibly, carefully and honestly, (2) seeking unlawful gain for himself or other persons causing damage to the company, and (3) committing or permitting