CFA INSTITUTE STATEMENT ON “GUIDANCE FOR INTEGRATING ESG INFORMATION INTO EQUITY ANALYSIS AND RESEARCH REPORTS” CFA Institute commends the SEC Thailand for promoting a diligent and thorough approach
misconduct occurred.Following a report of the Stock Exchange of Thailand, the SEC further probed into the case and found that {A} activated an inactive securities trading account of a client in order to submit
, Bangkok on 24 November 2020. SEC Chairman Pichit Akaratit noted: “Research is a process of creating new knowledge, enabling development and innovation. Research is, therefore, an important mechanism for
event, the SEC made a charitable donation to the "Pranangklao Hospital Foundation" to help underprivileged patients and promote medical research, at the NACC Office on 17 November 2023.
Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
Pcl., and Mr. Kasin Suthammanas, CEO of FINNOMENA Mutual Fund Brokerage Securities Co., Ltd. The panel discussion was moderated by Dr. Charika Channuntapipat, Research Fellow, Business and Sustainable
Institute of Development Administration (NIDA) to organize ?SEC Working Papers Forum.? The Forum starting by this month aims to provide a platform for capital market research presentation and knowledge
Company Limited Director, Puey Ungphakorn Institute for Economic Research, Bank of Thailand Member of the Monetary Policy Committee, Bank of Thailand Independent Director, Chairman of the Risk Management
หารือกับ H.E. Mr. Sou Socheat, Director General (ที่ 2 จากขวา) และ Mr. Khy Pochchhy, Head of Research and Securities Market Development Division, Securities and Exchange Commission of Cambodia (ขวาสุด
- Deputy Director General of Securities Research and Training Center (SRTC) Mr. Nguyen Quang Thuong, Deputy Director General และคณะผู้บริหารจาก The State Securities Commission of Vietnam (SSC) ในโอกาสมาดูงาน