and Presentation in Analyst Research Reports” for capital market professionals i.e., securities analysts and fund managers. CFA Institute contributes the Guidelines to incorporate ESG factors into their
Mr. Pat Thamma Mr. Pat Thamma, director of P.T. Research Co., Ltd., operated derivatives business without license or registration with the SEC in violation of Section 16 of the Derivatives Act B.E
. Dr. Kiratipong Naewmalee Senior Research Fellow, Thailand Development Research Institute 4. Mr. Thawatchai
information by requiring lead underwriters in the initial public offerings (IPOs) to issue 4 consecutive quarterly research papers for IPO shares. The requirement will help solve the problem of lacking research
The Securities and Exchange Commission (SEC) organized the SEC Capital Market Symposium 2023, an annual seminar to foster collaboration in research and dissemination of academic papers on capital
the Office of Securities and Exchange Commission to present research works and open discussion, related to investment and behavioral finance. (Conducted in Thai) 14.00: Registration 14.15: Thai Investor
Thisadoldilok acting Director, Research Department
the Market and Organizational Risk Department, the Strategy and International Affairs Department, and the Research and Data Department, effective from 1 January 2024. Having joined the SEC since 1997
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ร่วมกับ CFA Institute Asia-Pacific Research Exchange (CFA Institute) และได้รับการสนับสนุนจาก CFA Society Thailand (CFA Thailand) จัดงาน
the SEC since 1993, Tipsuda has extensive experience in market and intermediaries supervisions and development, research and strategic planning. Moreover, she has had prominent roles in Capital Market