appears at any time that the client has restriction to perform servicing agreement, the intermediary shall refuse to provide any service or limit scope of providing services. 6 Added by the Notification of
appears at any time that the client has restriction to perform servicing agreement, the intermediary shall refuse to provide any service or limit scope of providing services. 6 Added by the Notification of
are greatest, and where we can make the most significant contribution. Covering key themes across the range of sustainability issues - such as health and wellbeing, sustainable production and
percent in the same quarter last year and below the Bank of Thailand’s (BOT) target range of 1-3 percent. Core inflation was 0.53 percent, down from 0.62 percent in the same quarter last year. The average
) ตราสารท่ีมีบริษทัท่ีไดรั้บการจดัอนัดบัความน่าเช่ือถือในระดบัท่ีตํ่ากวา่ investment grade หรือไม่มี rating เป็นผูอ้อก ผูรั้บรอง ผูรั้บอาวลั ผูส้ลกัหลงั หรือผูค้ ํ้าประกนั - - สดัส่วนสูงสุด (Upper Limit
relating to the outsourced activities, for providing services shall be within the scope of work and under the rules as prescribed in this Notification. Clause 4 The SEC Office may announce a detailed
outsourced activities, for providing services shall be within the scope of work and under the rules as prescribed in this Notification. Clause 4 The SEC Office may announce a detailed guideline for the benefit
outsourced activities, for providing services shall be within the scope of work and under the rules as prescribed in this Notification. Clause 4 The SEC Office may announce a detailed guideline for the benefit
size and scope of its credit rating business, this function should be independent of the employees who are principally responsible for determining credit ratings. 1.14 A CRA, in selecting the analyst or
, CIPM ฐิติพงศ์ อมรธรรมนิยม, CFA พงศธร ปริญญาวุฒิชัย ฝ่ายวิจัยและขับเคลื่อนข้อมูล ส านักงาน ก.ล.ต. 2023 Algorithmic Trading (AT) High Frequency Trading (HFT) Regulatory Framework Scope & Terminology 21