unit investment; (7) Information on probable holding of investment units in excess of the unit holding limit, indicating the number of persons or group of persons who might hold units in excess of such
securities trading of the client, and the controlling person over the securities trading of the client shall be updated while the debt-repaying ability and the trading limit of each client shall be reviewed on
trading of the client shall be updated while the debt-repaying ability and the trading limit of each client shall be reviewed on a regular basis. A securities company shall maintain complete evidentiary
repayment ability and the trading limit of each client on a regular basis. Clause 28 The derivatives broker shall maintain complete documentation with respect to the undertakings in Clause 20, Clause 21, and
information on the client, the beneficial owner and the person controlling the derivatives trading, as well as review the repayment ability and the trading limit of each client on a regular basis. Clause 28 The
information on the client, the beneficial owner and the person controlling the derivatives trading, as well as review the repayment ability and the trading limit of each client on a regular basis. Clause 28 The
the impact on private consumption is expected to be eased to some extent by various relief measures being rolled out by the government. The Group has committed to support and operate in accordance with
60.99 percent of total value of consideration paid or received (in case of investment disposal to the extent that a subsidiary or affiliate no longer viable) based on the audited financial statement as at
60.99 percent of total value of consideration paid or received (in case of investment disposal to the extent that a subsidiary or affiliate no longer viable) based on the audited financial statement as at
director or general manager to the extent that the derivatives intermediary is a financial institution which has been regulated by other governmental agencies before having obtained an approval for