market personnel possesses any prohibited characteristics prescribed under Part 1, the SEC Office shall refuse to grant an approval on the ground that such person possesses prohibited characteristics

GUARDIAN CAPITAL ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA ASSET MANAGEMENT COMPANY LIMITED KIATNAKIN PHATRA BANK PUBLIC COMPANY LIMITED KIATNAKIN PHATRA SECURITIES PUBLIC COMPANY LIMITED GRANT

USD 50.00 million or equivalent to approximately Baht 1,761.00 million and (2) grant of a synthetic convertible loan by the Company to SGAH at the amount of USD 50.00 million or equivalent to

paid-up shares of SGAH at the total value of USD 50.00 million or equivalent to approximately Baht 1,761.00 million and (2) grant of a synthetic convertible loan by the Company to SGAH at the amount of

representative, Mr. Dato’ Marco Low Peng Kiat ( transaction equals to 512,130,000 THB more than 20,000,000THB and more than 3% of net tangible assets. transactions from shareholders’ meeting wit attend and grant

Certificate is received from the SFC. The SEC will grant approval for the establishment of a Thai feeder fund investing in Hong Kong MRF-eligible master fund within 21 calendar days upon receipt of the

an exemption from the requirement of independent director from 1 January 2007 onward. In cases where the Office does not grant an exemption from the requirement of independent director to the

an exemption from the requirement of independent director from 1 January 2007 onward. In cases where the Office does not grant an exemption from the requirement of independent director to the

, it shall be deemed that the securities company is granted an exemption from the requirement of independent director from 1 January 2007 onward. In cases where the Office does not grant an exemption

submitted together with the application for examination of characteristics of units of foreign ETF under Clause 3. Clause 10 The SEC Office shall grant a foreign investment allotment to units of foreign ETF