and a dishonest misuse of his professional position. All investor contacts are duty bound to provide services with utmost care and prudence for the investors? best interest and shall strictly comply
Unyakowit), who was then an IEC executive. Any person named in a criminal complaint filed by the SEC Office and under legal proceedings due to dishonest management of assets is deemed lacking trustworthy
misleading and the Company may be liable to violation of Section 238 of the Securities and Exchange B.E. 2535 (1992). In any case, if the Company wishes to disclose or disseminate any information regarding the
following cases currently under the consideration of the SEC Office: 1. dishonest act or gross negligence; 2. disclosure or dissemination of information or a false statement that may be misleading or
promotion; (3) provide investors with information that is complete, accurate, factual and not misleading; (4) act or refrain from acting in any way within a specified period in order for investors to make or
contain any false or misleading statement in materiality nor omission of any material statement that ought to be declared and that the financial statements and financial information referred to in this
juristic persons (baht bond). To prevent investors from receiving misleading information concerning the characteristics of such debt securities, the SEC Board decided that the precaution section of the
Aranporn to create a false or misleading appearance that CWT shares were purchased and sold in great volume and the price of such share changed inconsistently with the normal market conditions, luring the
have strong financial product knowledge. Moreover, financial product advertisements are subject to the regulations so the advertisements must not distract or lure the customers and cause misleading about
of securities public offering ("the applicant") as follows: 1. Incomplete disclosure concerning reliance on the applicant?s major counterparties, which might have been misleading. The applicant?s