have strong financial product knowledge. Moreover, financial product advertisements are subject to the regulations so the advertisements must not distract or lure the customers and cause misleading about
of securities public offering ("the applicant") as follows: 1. Incomplete disclosure concerning reliance on the applicant?s major counterparties, which might have been misleading. The applicant?s
action against or being punished in the past according to the management in the manner of deception, defraud or dishonest to properties as prescribed in Clause 25; (3) prohibited characteristic of Group 3
offence related to property committed with dishonest intent; (3) having been a director, a manager or a person with power of management of a financial institution which had its license revoked, unless an
and executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public/idisc/en/Enforce
executives of KC and others for jointly committing with dishonest intent by authorizing KC to http://market.sec.or.th/public/idisc/en/Enforce