should assign senior management as the accountable person in complying with Clause 6(2). Provisions in the Notification No. Sor Thor. 37/2559 Clause 6 An intermediary shall have in place information
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 November 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 39/2559 Re: Application for Approval and Granting of Approval for Offering of Newly Issued Shares _____________________ By virtue of Section 16/6 and Section 89/27 of the Securities and Exchange Act B.E. 2535 (1992), as ame...
. Clause 9. In managing a mutual fund, the mutual fund manager shall: (1) Comply with the laws, rules and regulations relating to mutual fund management; (2) Perform duties by adhering to the professional
fund, the mutual fund manager shall: (1) Comply with the laws, rules and regulations relating to mutual fund management; (2) Perform duties by adhering to the professional ethics and standards as
, such person shall: (1) comply with laws and notifications relating to fund management, mutatis mutandis , only in the part of investment management; (2) perform duties by adhering to ethics and
, such person shall: (1) comply with laws and notifications relating to fund management, mutatis mutandis, only in the part of investment management; (2) perform duties by adhering to ethics and
adhering to ethics and professional standards as stipulated by the association and as approved by the Office, mutatis mutandis, only in the part of investment management. Clause 11. In the event that any
adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the part of investment management. Clause 14. In cases where the person listed in
trustee is also a unitholder of the REIT [as permitted under Clause 13], the trustee shall cast any vote or take any action by taking into account the best interest of the overall unitholders by adhering to