provision of services as derivatives exchange with a defined scope that covers possible emergency events, including a detailed procedure and the responsible person for adhering to each step of the procedure
management company, mutatis mutandis , only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis
case the outsourcing policy or contract fails to be conforming to the regulations under this Notification, the intermediary shall amend such policy or contract in order to be in accordance with this
into force shall be deemed that the outsourced function thereof is lawful action under this Notification. In case the outsourcing policy or contract fails to be conforming to the regulations under this
construction companies, etc. • For the Modern Trade group, which are the large retail stores, despite the fact that the Government sector has relaxed its measures by allowing such stores to be open conforming to
fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In the case where the mutual
plan for establishment of the fund, manual, or operating check list and performance report. 2. Fund establishment procedure should be conforming to the characteristic of the mutual fund as follow: 2.1 In
; (d) having the objective to register units as listed securities on the Stock Exchange; (e) complying with the rules as prescribed in Clause 11 in case of classification of unit classes; (f) having the
regulations under Chapter 7/1. Clause 4 In the case where there is a necessary and reasonable ground, the SEC Office may grant a waiver for an intermediary from complying with any rule under this Notification