|- Approval |- Business Operations Rules |- Reporting |- Fees |- Circular    Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of

Securities Companies    Others (Securities Business) |- Separation of Securities and Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays

& Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association Related to Securities

Finance Businesses & Merger (section 90) |- Representatives Office of foreign securities companies (section 93) |- Holidays (section 110) |- Securities Registrar Business (section 222) |- Association

the deviation of AdjRW recorded in the past. The amount of Baht 14.92, and 18.81 million for diagnosis related group (DRG) received in year 2013 and 2015 respectively and the amount of Baht 8.46 million

baht (consisting of civil monetary penalties, compensations for the benefits received or would have been received, and the reimbursements of investigative expenses incurred by the SEC) and prohibiting

respondents’ comments and recommendations received including the requirements’ details, and the effective implementation timeline. This revision aims to enhance the regulations' appropriateness and

total amount of 28,223,311 baht (comprising civil penalties, compensations in the amount equal to the benefits received or would have been received and reimbursements of investigative expenses incurred by

value of the benefit received or should have been received but not less than 500,000 baht, or both. Chayanon agreed to enter the settlement process and was fined at the said amount of 14,640,844.50 baht.

and Section 86 of the Penal Code, and liable to the penalties under Section 296 of the SEA, i.e., up to two years? imprisonment or a fine twice the amount of the benefits received or should have