suspended {A} from duty as an approved capital market investment consultant for a period of one year.In case of {B}, the SEC received a report from a securities company that she failed to record her two

, Yanyong and Ziriwat in the amount of 3,854,145 baht, 8,7,625 baht, and 15,861,919.29 baht, respectively. The fine amounts were based on the amount of the benefit they received or should have been received

amount to the benefit should have been received from committing the offence in a sum of 522,500 Baht together with 7.5% interest calculated from the amount equals to the benefit should have been received

In September 2025, the SEC received a total of 1,500 reports of suspicious instances and information requests from the public via the Investment Scam Hotline – almost doubled the number from August

detailed; 1. Overdrafts and Short-term loans from financial institutions increased Baht 815.4 million. 2. Trade and other payable decreased Baht 209.2 million. 3. Advances received from customers increased

detailed; 1. Overdrafts and short-term loans from financial institutions decreased Baht 335.4 million. 2. Trade and other payable increased Baht 9.9 million. 3. Advances received from customers decreased

financial institutions increased Baht 795.01 million. 2. Trade and other payable increased Baht 121.63 million. 3. Advances received from customers decreased Baht 35.53 million. 4. Accrued income tax payable

detailed; 1. Short-term loans from financial institutions increased Baht 1,270.2 million. 2. Trade and other payable increased Baht 57.5 million. 3. Advances received from customers increased Baht 37.7

civil fines, compensations in the amount equal to the benefit received or would have been received, reimbursements of investigative expenses incurred by the SEC, and a bar from serving as director or

sanctions* on the five offenders, requiring them to pay a civil penalty, a compensation at an equal amount to the benefit received or that would have been received, and a reimbursement of investigative