, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013, in conjunction with Clause 12(2) of the Notification of Capital Market

5(1) of the Notification of Capital Market Supervisory Board No. TorThor. 35/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of

Recently, the SEC has been notified that some private sector entities have used the SEC’s response letters as references for other persons in various transactions, possibly providing information that

independent directors at least one fourth of all directors, providing that the independent directors are subject to the specified qualifications and prohibited characteristics. In this juncture, certain waivers

/2556 Re: Standard Conduct of Business, Management Arrangement, Operating Systems, and Providing Services to Clients of Securities Companies and Derivatives Intermediaries dated 6 September 2013;  (2

Navigating Associated Risks from Key Stakeholders," along with workshops on "Generative AI Governance" and "Studies of Cybercrime Next Door." Additionally, there were booths providing insights into

in the Departmental Level State Agency Category. The SEC is committed to leveraging digital technology to continuously enhance services and operational efficiency under the principle of providing

AOP role in providing relevant knowledge to PVD fund committees and members through training courses and various activities designed to raise the awareness of their rights, roles and responsibilities

asset broker, has not been providing policies, measures, and guidance http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex Company Limited Zipmex

exchange and a digital asset broker, has not been providing policies, measures, and guidance http://market.sec.or.th/public/idisc/en/Enforce Settlement Committee Order No. 1/2023 Dated 24/04/2023 Zipmex