only within the units or departments providing services under regulatory sandbox : (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4
units or departments providing services under regulatory sandbox: (1) securities brokerage business; (2) securities dealing business; (3) investment advisory service business; (4) securities underwriting
shall be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox , but only within the units or departments providing services under
be exempted from being regarded as derivatives business in the following categories during the period of such regulatory sandbox, but only within the units or departments providing services under
monitor the situation closely while continuing to focus on providing support to customers and at the same time monitoring the status of customers still under financial assistance initiated during 2020
providing organisational support. While the SLBP have provided broad principles on sustainability-linked bonds, the ASEAN SLBS aim to provide more specific guidance on how the SLBP are to be applied across
professional standards. The SEC - 01 - also continued to focus on the project to increase the number of auditors in the capital market by cooperating with the TFAC in arranging training sessions and providing
02 654 3344 โทรสาร 02 654 3323 ทะเบยีนเลขที ่0107554000232 No.: PACE-L 36/2018 Date: 21 December 2018 Subject: Disclosure on Connected Transaction Regarding Providing Financial Assistance Attention