Sithi-Amnuai along with executives and representatives from 38 securities firms, held a joint meeting to discuss and exchange views on guidelines for building trust and confidence in the Thai capital
permitted as from August 15, 2014.?The global linkages in financial markets bring about challenges for private sector to seek new business alliances and income sources. The SEC facilitates issuance of new
realized the importance of business preparation in this matter. For this reason, SEC is set to launch an online training under the topic of “Incident Response from the Pentester’s Eyes View” and
exempted from the securities business license in the category of private fund management and the derivatives business license in the category of derivatives fund management because they are incidental to
SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the
representatives from the Stock Exchange of Thailand and other government and private agencies, was established to consider the relevant ecological system, in order to identify problems and difficulties and to
notification which has been revised according to comments from the business operators and related persons from the public hearing in May, for example: - The operation system shall have in place a client
diligence task related to either (1) Business (e.g., issuer information, business plans, digital token projects) or (2) Technology (e.g., source code in smart contracts or other mechanisms used in place of
. The shareholders are strongly advised to review the information and exercise their right to protect their interest, as well as to request information from the executives of EIC in order to have
The Regulatory Guillotine* scheme is one of the key projects supporting the implementation of SEC Strategic Plan in the area of competitiveness enhancement and connectivity. The scheme enables a