representatives from the Stock Exchange of Thailand and other government and private agencies, was established to consider the relevant ecological system, in order to identify problems and difficulties and to
SEC Secretary-General, Ruenvadee Suwanmongkol, said, "The efficiency of law enforcement depends in one part on the competency in gathering and testing the evidence. Currently, the offenses in the
Bangkok, August 9, 2012 ? The SEC defines trust as securities issuer under the Securities and Exchange Act of 1992 in order to form clearer scope of duties and responsibilities of trust, trustee and
reduce investor complaints arising from misunderstanding about expected returns, which might lead to weaker confidence in the overall fund industry. The draft amendment requires that investor contacts get
has been shortened to five business days (from 30 business days). The revised rules and procedures are part of the Change Program to enhance the SEC?s overall efficiency and flexibility in response to
. Suphanan from his positions as director and executive of IFEC and barred him from serving as a director or executive in the securities issuing company and another listed company (if any) for two years
companies? asset as specified in the financial statement must be at a maximum of 2 billion baht as of the application date. The SMEs Bond project runs from September 1 to December 28, 2012. Submission of
established,? said SEC Chief. Moreover, the SEC will join SET in the City, Bangkok, 2012, under this year concept ?Learn-to-Invest anytime, anywhere? to promote financial literacy with a variety of activities
losses from its securities investment which are accounted in its year-end, the situation that is expected to bring about deterioration in its BIS ratio to lower than the legally required 8 percent, the SEC
with international standards.? SEC Secretary-General and FAP President said on collaboration of this project that FAP will select the participants from potential auditors and audit firms yet to work in