assumptions involve risks and uncertainties which may cause the actual results, performance or achievements to be materially different from any future results, performance or achievements expressed or implied

nature of the mutual fund’s utilization of its assets may cause uncertainty to the amount of its earnings, a warning that unitholders’ benefits or returns may be significantly affected, etc.; (3) a warning

cause damage, financial insufficiency and defective or improper business operation; (2) the applicant’s shareholding structure clearly reflects the power of controlling shareholders and their interests

with the prospectus; (b) the debentures in offer are in the type with redemption period and have already become mature. Clause 30 Mutual funds or trusts shall l notify the cause of the cease of duties to

authorized management person of a financial institution who involved in the cause of damages or was jointly responsible for the damages to the financial institution of which license was revoked, or business

not cause any conflicts of interest or has established effective policy and measures for prevention of conflicts of interest. Clause 5 . The management company shall submit to the Office the following

(+6.05%). The purchasing power of customers has been declining since the third and fourth quarters of last year, which caused IT device sales to significantly decline. The main cause for the decline is the

device sales to decline significantly. The main cause for the decline is the surge in IT devices demand during the COVID-19. Consumers had purchased a large number of IT products such as laptops, tablets

duty as auditor of businesses in the capital market, the SEC may disregard such facts as a cause for consideration of prohibited characteristics of such auditor.​       9. Termination of Approval

จรรยาบรรณวิชาชีพบัญชี และการออกรายงานการสอบบัญชีที่ไม่เหมาะสม พร้อมทั้งมาตรการในการลดความเสี่ยงดังกล่าว) (5) การวิเคราะห์สาเหตุและแผนการแก้ไขประเด็นข้อบกพร่อง (root cause and remediation plan