or will have its shares traded on any ASEAN exchange. Clause 33 The approved person shall comply with the following criteria to ensure that its directors, executives and controlling persons have the
: “ intermediary ” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
Transaction Asset. The Company will submit the opinion of the Independent Financial Advisor to the shareholders for consideration together with the invitation to the Extraordinary General Meeting of
dated 3 August 2009, the SEC Office hereby issues this Notification with details as follows: Clause 1 This Notification shall come into force from 1 April 2018. Clause 2 The Notification of the Office of
shall come into force as from 16 January 2016. Clause 2 1 In this Notification: The terms, “management company”, “mutual fund management company”, “private fund management company”, “derivatives” and
) The Company will sale all of NU shares held by it via bidding process provided that the sale price shall not be lower than the base price as approved by the shareholders’ meeting. After completing the
the advice and consent of the National Legislative Assembly functioning as both Houses of Parliament, as follows: SECTION 1. This Act shall be called the "Securities and Exchange Act, B.E. 2535
units 12.3 Changes to fee The management company shall clearly disclose the factors and conditions for increasing fees in the remark section to ensure that investors will be aware of that information in