Securities and Exchange Act, B.E. 2535 (1992), the Capital Market Supervisory Board hereby issues the following regulations: Clause 1 This Notification shall come into force as from 1 June 2016. Clause 2 The
for approval of the establishment of retail fund and mutual fund for accredited investors (AI Funds) under the following provisions: (1) Investment Policy The investment policy shall be in
or will have its shares traded on any ASEAN exchange. Clause 33 The approved person shall comply with the following criteria to ensure that its directors, executives and controlling persons have the
Transaction Asset. The Company will submit the opinion of the Independent Financial Advisor to the shareholders for consideration together with the invitation to the Extraordinary General Meeting of
: “ intermediary ” means securities company or derivatives intermediaries but shall not include the following intermediaries: (1) a securities company in the category of investment advisory; (2) a securities company
will notify the results within 90 days after receiving the application and a complete set of the required documents. (2) Applying for automatic approval The mutual fund management company shall submit
) The Company will sale all of NU shares held by it via bidding process provided that the sale price shall not be lower than the base price as approved by the shareholders’ meeting. After completing the