announced by the derivatives dealer in compliance with this Notification, or has had an inappropriate behavior as a derivatives dealer, the SEC Office may order such person to amend, act or refrain to act in
inappropriate to continue its derivatives business, or has the fact that registered derivatives business operator cannot maintain their qualifications, the SEC Office has the power to revoke the registration of
by registered derivatives business operator has a serious effect that is inappropriate to continue its derivatives business, or has the fact that registered derivatives business operator cannot
derivatives broker according to this Notification or it appears that such trading is done in an inappropriate manner, the Office may order such derivatives broker to rectify, undertake, or refrain from
does not comply with this Notification or the guideline set by the derivatives broker according to this Notification or it appears that such trading is done in an inappropriate manner, the Office may
that such trading is done in an inappropriate manner, the Office may order such derivatives broker to rectify, undertake, or refrain from undertaking any act in compliance with this Notification. Clause
characteristics deemed inappropriate to be entrusted with business management of a publicly held company fall into three cases as follows: (1) general untrustworthy characteristics as detailed in Clause 4; (2
, and shareholders. The board should also prevent the inappropriate use of corporate assets, information, and opportunities, including preventing inappropriate transactions with related parties