customer base which the campaigns has been well received by customers. The number of “Boonterm Kiosk” in current total is 129,208 kiosks, decreasing 0.9% YoY, due to damaged kiosk from improper methods. The
rating; (8) investment advisory company shall not undertake any improper act which may cause damage to the user of information, mutual fund, asset management company, or confidence in securities business
SECURITIES AND EXCHANGE COMMISSION, THAILAND ANNUAL REPORT 2014ANNUAL REPORT 2014 CONTACT INFORMATION This report can be downloaded from www.sec.or.th For more information about this report, please contact: SECURITIES AND EXCHANGE COMMISSION, THAILAND 333/3 Vibhavadi-Rangsit Road, Chomphon, Chatuchak, Bangkok, Thailand 10900 Tel. 1207 or +66 2695 9999 e-mail: info@sec.or.th This 2014 Annual Report is about policies, strategies and performance of the SEC. We aim to supervise and develop the Thai...
characteristics or become unsuitable to operate the outsourced function in accordance with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
characteristics or become unsuitable to operate the outsourced function in accordance 3 with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
characteristics or become unsuitable to operate the outsourced function in accordance 3 with the provisions prescribed herein or the rules prescribed by the SEC Office by virtue of this Notification. Clause 5 This
ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products denominated in
) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the capital products
foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the rules on giving of information or advice on the
the business operation in the respective foreign country; (2) there is no ground to believe that the foreign personnel is or used to be engaged in an inappropriate conduct or fails to comply with the