outside the intermediary’s offices every calendar year, which has the details of venues, dates, time, and scope of services. Such report shall be kept at the intermediary’s head office for at least five
potential investments before committing. • Motivated to research the range of investments incorporated in investment products in order to make both a financial and ethical decision on their suitability
lease liabilities of THB 5.62 million, which was an increase from the lease of the Company’s new head office to support the expansion of the team according to the planned increase of scale and scope of
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
handbooks and guidelines Related rules and regulations Related forms Regulatory Summary Duties Scope of works Approval for Financial Advisors and Supervisors Independence of Financial Advisors
overall risk management 1) Climate-related metrics 2) Scope 1, 2, 3 GHG Emissions 3) Climate-related targets The organization’s governance around climate-related risks and opportunities. The actual and
Agreement and the Business Development Advisory Service Agreement (excluding the service fees and the scope of services); to sign necessary and relevant documents and evidences, including to negotiate any
a company; “head of department” means a person responsible for the work in the departmental level of a company; “branch manager” means a manager of the branch office or a person responsible for the
Attachment 3 Details of the head of internal control and compliance supervisor Attachment 4 Details of the asset appraisal Part 1 1 Executive Summary Summary of the Initial Public Offering Public Limited
: ............................................................................................................................... 2. Starting Date of Operation: ............................................................................................................ 3. Details of the Company: 3.1 Scope of operation of the