provides services within the scope approved for such derivatives broker. “Online Branch Office” means a derivatives broker’s branch office in Thailand that provides services through computer and limit its
appropriate to their circumstances and over time. Institutional investors’ obligations to their beneficiaries or clients and their scope for influence of companies in which they invest bring important
การแจ้งแต่งตั้งและสิ้นสุดการแต่งตั้ง head of compliance
written policy, scope, or definition of work to be outsourced, with approval, whether on a general or case-by-case basis, of the board of directors or the working group assigned by the board of directors
) ………………………………………………………… Location of head office ……………………………………………………………… …………………………………………………………………..…………………… Telephone number …………………….. Facsimile number ……………………….. Part 2: Category of an applicant □ A commercial bank under the
(English) ………………………………………………………… Location of head office ……………………………………………………………… …………………………………………………………………..…………………… Telephone number …………………….. Facsimile number ……………………….. Part 2: Category of an applicant
computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing services of
provided solely through computers or electronic devices linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an
linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing
linked to computer or electronic system of head office or another branch office. “oversea representative office” means a branch office of an intermediary established in foreign jurisdiction for providing