depository, as the case may be; (2) the power to direct or control acquisition, sale, or creation of encumbrances on shares; “assets received from or possessed for a member” means (1) assets that a securities
relationship risk which is not more than medium level or which is in the acceptable level, unless having obtained exemption from the SEC Office; (5) having not been accused of or subjected to criminal proceeding
the benefits that he received or would have received from the commission of the offense, which is the highest penalty rate prescribed by law, at the amount of 21,284,548.48 baht, and a compensation
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4 . Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
obtained an approval from the Office according to rules and procedures prescribed by the Office. Clause 4. Upon an appointment of the liquidator, the management company shall: (1) deliver to the liquidator
orders pursuant to the provisions of this Act. All fines and fees received under subsection (1) shall be the property of the SEC Office. SECTION 15.2 To protect the public interest or investors, the SEC
orders pursuant to the provisions of this Act. All fines and fees received under subsection (1) shall be the property of the SEC Office. SECTION 15. 2 To protect the public interest or investors, the SEC
the category of any intermediary or capital market products ; (2) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of