) issuing the Notification, by having obtained an approval from the Capital Market Supervisory Board, to allow exemption for some kinds of intermediary not to comply with any requirement under this
general advice to investors Recognised Representative (RR) a Professional in recognized ACMF countries who obtained the ACMF Pass from host jurisdiction Not permitted activities • giving advice to investors
. The advertisement related to ranking or awards received by the securities company or the fund shall comply with the following conditions: (1) The advertisement related to ranking or awards on past
under (5) and the statement under (7) shall be clear and not smaller than that of most texts in the advertisement. Clause 10. The advertisement related to ranking or awards received by the securities
in the form of program” means newly issued short-term sukuk that has obtained an approval from the SEC Office for multiple offers for sale without the obligation to repeat the application for approval
advertisement. Clause 10. The advertisement related to ranking or awards received by the securities company or the fund shall comply with the following conditions: (1) The advertisement related to ranking or
SEC Office shall notify the result of the deliberation of the application within 7 business days as from the date when the SEC Office has received the complete application and the evidentiary
outstanding shares of NINE, at the price of not lower than Baht 2.62 per share which is the average price that the Company acquired the NINE’s ordinary shares. Additionally, the total amount received from the
to the total value of Baht 407.50 million. Material condition precedents 1. The Company has obtained the letter of consent from Kasikornbank Public Company Limited, the creditor of the Company, to