statement, as specified in the aforesaid Notification. Nevertheless, the SEC continues to encourage listed companies to focus on important matters, applying the existing fee reduction measures. These
follows: (1) To categorize licenses by business types instead of product types, grouping businesses with similar risk profiles together. This approach would give businesses more flexibility in applying
August 2023, whereby most respondents agreed and gave suggestions on matters such as determination of qualifications of the association applying for approval to ensure that the association has knowledge
the accurate preparation of financial statements. This will facilitate the executives of listed companies in applying financial information for business decision-making in a prompt and accurate
become effective from 1 May 2021.”The SEC has issued a circular to auditors to provide explanation and guidance on the amendments to the requirements for applying for approval and maintaining status as
of applying for approval for accepting clients’ trading orders of capital market products outside the office and for performing other duties from home in line with the New Normal standard. The SEC
challenges in applying the guiding principles framework and to promote discussions, exchange of ideas and cooperation on various issues relating to business and human rights. SEC’s
this year is emphasizing on applying digital technology to help fund mobilization to grow with sustainability and SME’s access into funding sources. Besides, he also gave the definition of fintech in
seeking advice on fundraising or applying for a digital asset business license in compliance with th Royal Decree on Digital Asset Businesses B.E. 2561 (2018) are welcome to contact the SEC Digital Asset
therefore revoked the approval as a capital market investment consultant and banned him from re-applying for an approval as capial market personnel for 10 years, starting from 21 October 2017.Apple Wealth