therefore revoked the approval as a capital market investment consultant and banned him from re-applying for an approval as capial market personnel for 10 years, starting from 21 October 2017. Apple Wealth
Deputy Secretary-General Tipsuda Thavaramara said: ?Making an electronic transaction and applying FinTech to business operation are still a challenge in Thailand mostly because the governing laws are
services” added Rapee.Interested parties in applying for approval of wealth advisor are welcome to contact SEC for advice and recommendations via telephone on 0-2263-6050 and 0-2033-4620, or email
other parties related to the transaction. When applying to Real Estate Investment Trusts (REITs), the regulations will make clear that REIT manager is responsible for disclosure of information on REITs
from their failure to properly perform a due diligence in case of a company applying for initial public offering of shares as follows: 1. As the financial advisor supervisors, they failed to verify the
REITs will also be exempted for the REITs so converted. This is because a number of asset management companies currently manage a lot of Type 1 property funds investing in the same asset type, applying
for the Type D license under the specified requirements; for example, their businesses must be relevant, supportive or beneficial to the applying securities business without any conflicts of interest
business operators,? said SEC Secretary-General Vorapol Socatiyanurak. --------------------------Note:*Credit rating from BBB- upward. ** Applying to banks established under specific laws whose appraisal
13,910,000 Baht 7 Objectives and plans for utilizing proceeds received Proceed from the disposition will utilize for repaying Promissory Notes amount 214,000,000 Baht maturity date on June 30,2019,pursuant to