and adequate information in materiality for client?s investment decision making. Following a report on the client?s complaint filed by the Ministry of Finance, the SEC further probed into the case and
submitting orders via mobile phone before re-submitting the orders via the phone recorder in order to make up the evidence that the client had made her own trading decision. The investigation found that {A
information in materiality for client's investment decision making. Following a report on the client's complaint filed by the Ministry of Finance, the SEC further probed into the case and found that {A} gave
. The decreasing revenue derived from sale and services by THB 230 million or 11% and THB 969 million or 60% respectively. A decrease in total revenues was mainly derived from services income from beauty
year 2017, the cost of services was 121.00 million Baht which 71.40% of revenue from service, or a gross profit margin of 28.60%. The reason for increase in the gross margin ratio was due to controlling
181.11 100.00 (3.15) (1.74) The Company's total expenses for the 2nd quarter of 2019was Baht 177.96million, a decrease of Baht 3.15million or approx. 1.74% yoy. The main reason was cost of ferry service
Bangkok, May 25, 2015 - The SEC revoked an approval of {A}, a capital market investment consultant, for trading securities on behalf of client, making trading decision for securities in the account
Limited while the misconduct occurred. Following the inspection report of Tisco Securities Company Limited, the SEC further probed into the case and found that Napat submitted a number of securities and
client and seeking benefits from the client during the performance of duties. From a report of Finansia Syrus Securities Plc, the SEC further probed into the case and found that Acting Sub-lieutenant
securities trading account and failure to keep complete record of the securities trading orders.Following the report of Capital Nomura Securities PLC, the SEC further probed into the case and found that {A