redeemed the investment units of Bualuang Long-Term Equity Fund (B-LTF) as suggested by the bank's officers The redemption was in breach of a condition on investment unit holding period of at least 5
sectors. The TCFD recommendations can become a market mechanism for promoting investment in low carbon businesses. SEC Secretary-General Ruenvadee Suwanmongkol said: “SEC is the first public organization in
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capital market, it was found that over 76,000 accounts had started investing in stock with over 100,000 fund accounts, which is the most a province in the Northern region has. Moreover, in the last 5
inspection results showed “no findings” accounting for 15 percent of the total approved auditors, a notable rise from 6 percent in 2015. In addition, the number of auditors having significant deficiencies in
have been achieved. The capital market has developed and gone through a major turnaround in support of the country’s economic revival and sustained growth. Such advancement was reflected in the increase
to clarify the significant reasons for the increase in profits for the third quarter and the nine month period of 2018 compared to the same period of the previous year, as follows: The third quarter of
quarter of 2016 because they failed to present correct information on the liabilities incurred from the company's issuance of bills of exchange (B/E). KC is also required to have a special audit on such B/E
? assets and using a client's trading account to trade securities for his own interest.Following Apple Wealth's inspection report related to clients? complaints against Sakkarin and the SEC's further
Bangkok, July 4, 2016 - The SEC has suspended the approval of {X1} Securities (Thailand) Co., Ltd. as financial advisor and the approval of {A} as the company's supervisor of financial advisory