, the Office may specify conditions for the securities company to follow. Clause 5. A securities company shall arrange to have compliance unit and an internal audit unit with recognizable and reliable
method of inspection on validity of such contract, etc.; (g) practice on internal inspection and control, performance inspection and hierachical risk report to the executive; (h) appropriate and reliable
) appropriate and reliable system for recording information and hierarchical information report to the executive; (i) procedure and method for controlling and monitoring the performance under the prescribed
opinions and information contained herein have been obtained or derived from sources believed to be reliable, but Research Department cannot guarantee its accuracy and completeness, and that of the opinions
again played a critical role in supporting the economy during times of stress, particularly, in acting as a reliable source of funding for businesses and governments. Flexible capital market policies and
of Capital and obtains approval from the SEC to resume the operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take
operation of such business as usual; (2) give a written notice of the suspension of business under (1) to the clients without delay; (3) take or omit any other action as prescribed by the SEC Office to ensure
usual. Cost of Sales and Services for Q3–2020 has changed in the same direction as the changed in revenue. When it compare with the cost of sales and services in Q2–2020, it found that the increased rate
concerning healthcare and esthetics business when On February 10, 2018, In addition, the group have adjusted employee and management remuneration as usual every year. Therefore resulting in higher
quarter of year 2018 (last year there was no expense item), In addition, the Group have adjusted employee and management remuneration as usual every year. 3.5 Operating results The Group's net profit