management; “Connected person” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to
” means: (1) Ordinary partnership of which the fund supervisor or its directors, managers or persons with power of management who are responsible for the line of work relating to being fund supervisor are
Business (No. 2) B.E. 2563 (2020), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers
), which became effective on 27 November 2020, “ Digital Asset Investment https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=8823 SEC reminds digital asset fund managers and digital asset investment
IPO and listing on the stock exchange. The seminar also included a knowledge sharing session among supervisors and insights into the financial advisors' role from the perspective of regulators
regulators and regulated entities to foster a strong compliance culture, reinforcing trust and confidence in global capital markets. The event took place on 22 October 2024, in New York, USA.In the picture
High-level Workshop, which followed the APRC meeting. These events featured discussions among regulatory organizations, prudential regulators, central bank officials, and industry participants. The
under the authority in this matter, including coordinating with other relevant regulators, e.g. the Bank of Thailand and the Anti-Money Laundering Office. In this connection, the public and investors