the industry. Apart from being internationally recognized by the European Union, the International Forum of Independent Audit Regulator, and ASEAN Audit Regulators Group, corporate governance assessment
initial public offering in Thailand and other countries simultaneously or in proximate period. In case of secondary listing, however, if foreign companies are subject to home regulators and home exchanges
investment advice service. Tipsuda Thavaramara, SEC Deputy Secretary-General said that capital market regulators around the world are now embracing technological advancement to enhance efficiency and
IOSCO. Serving as the member of the IOSCO Board in 2014-2016, the SEC will take part in reviewing major securities regulatory issues with regulators of global financial centers, such as the USA, England
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวจอมขวัญ คงสกุล รองเลขาธิการ ร่วมเสวนาภายในงาน Hong Kong FinTech Week x StartmeupHK Festival 2025 ในหัวข้อ “Global Regulators Panel
Section 104 Securities and Exchange Act B.E. 2535 Section 104. A securities company shall appoint directors or managers or enter into an agreement with other persons, giving the power, either in
/INVESTORS/ASSETMANAGEMENTCOMPANIES-INFO.aspx Thai Climate-related Risk Management for Asset Managers Thai Climate-related Risk Management for Asset Managers × Home > Sustainable Finance > Resource Center
and Exchange https://www.sec.or.th/Documents/PHS/Main/1012/hearing352567en.pdf Translation managers in the forms and procedures provided in the Office’s electronic work system: (1) report on appointment