comply with the rules, conditions and procedures as specified in the notification of the Capital Market Supervisory Board by failing to put in place a sufficient and effective Operation and Business

, 2012 to the SET and the SEC Office on March 1, 2013. The financial statements did not comply with the Financial Reporting Standard No. 3 (Revised 2552) Business Combinations. The rectified financial

, 2013 to the Stock Exchange of Thailand (the SET) and the SEC Office on May 15, 2013. The financial statements did not comply with the Financial Reporting Standard No. 3 (Revised 2552) Business

MFC Asset Management Public Company Limited On July 1, 2019 and May 29, 2019, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules, conditions, and

MFC Asset Management Public Company Limited Between January 8, 2018 and July 24, 2020, MFC Asset Management Public Company Limited, a fund management company, failed to comply with the rules

KTBST Securities Public Company Limited Between September 20, 2016 and January 16, 2022 KTBST Securities Public Company Limited as a securities underwriter failed to comply with the rules, conditions

services without provisions in Zipmex's rules, conditions and procedures for trading digital assets (trading rules) approved by the SEC. Also, the suspension did not comply with the standards as a

December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee

on December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(2) Settlement

January 17, 2022. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee