17, 2022. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee

December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(1) Settlement Committee

on December 29, 2021. POLAR failed to comply with the order of the Settlement Committee, the SEC therefore filed a criminal complaint against him with the inquiry official. SEC Act S.56(2) Settlement

Daol Securities (Thailand) Public Company Limited Between October 4, 2018 and April 11, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply

Daol Securities (Thailand) Public Company Limited Between September 7, 2018 and May 9, 2022 Daol Securities (Thailand) Public Company Limited, a private fund management company, failed to comply with

Royal Orchid Hotel (Thailand) Public Company Limited Royal Orchid Hotel (Thailand) Plc. (“ROH”) failed to comply with the private placement (“PP”) regulations (as specified by the Capital Market

SCB Asset Management Company Limited Between July 25, 2019 and April 15, 2021 SCB Asset Management Company Limited, (“SCBAM”), a fund management company failed to comply with the rules, conditions

SCB Asset Management Company Limited Between January 28, 2020 and March 3, 2021 SCB Asset Management Company Limited (“SCBAM”), a fund management company, failed to comply with the rules, conditions

, 2012 to the Stock Exchange of Thailand and the SEC Office on April 1, 2013 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The

to the Stock Exchange of Thailand and the SEC Office on May 15, 2013 respectively. The financial statements did not comply with the notification of the Capital Market Supervisory Board. The rectified