shall not be applied to any specific event falling within 1. to 6. which obtains an exemption from the Office, provided that the company is able to demonstrate that there are sufficient measures to ensure
following requirements; (1) initially acquires units of a trust not less than ten million baht; or (2) such person in (1) who acquires additional units, which results in the total value of not less than ten
“life insurance company” means a life insurance company under the Law on Life Insurance; (6) “successor” means a person who buys securities of an issuing company with an obligation, explicit or implied
the IPO and the share offering to the Company's shareholders according to their pre-emptive rights. (3) The IPO proposed by CAZ obtains approval from the SEC. (4) The listing of CAZ’s securities is
No. 5 B.E. 2539 (1996) promulgated under the Securities and Exchange Act B.E. 2535 (1992) who obtains an exemption of fee for undertaking business according to the Notification of the Securities and
. 2535 (1992) who obtains an exemption of fee for undertaking business according to the Notification of the Securities and Exchange Commission No. KorThor/Nor/Yor. 47/2546 Re: Determination of Fees for the
category A or B, as the case may be, who obtains an approval from the Office as prescribed by the notification of the Office. The securities company shall act in compliance with rules prescribed by the
securities company, or in analyzing a securities investment, such securities company shall arrange to have the investor contact category A or B, as the case may be, who obtains an approval from the Office as
investment, such securities company shall arrange to have the investor contact category A or B, as the case may be, who obtains an approval from the Office as prescribed by the notification of the Office. The
of Assets. After the Company obtains approval from the meeting of the Board of Directors’ Meeting No. 5/2019, held on 5 April 2019, the Company is required to Enclosure Page 9 immediately disclose the