which manages such mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (7) a person to whom an offeror of newly issued
mutual fund so that such mutual fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed
fund obtains benefits in such a manner that does not comply with the fair allocation principle; and (5) a person to whom an offeror of newly issued securities is not allowed to allocate securities under
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
institution which is governed by a main regulator and later obtains a license to undertake securities business, but not including a financial institution licensed to undertake securities borrowing and lending
Activity report 2017En CAPITAL MARKET FOR ALL INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 INDEPENDENT AUDIT INSPECTION ACTIVITIES REPORT 2017 Executive Summary Quality Assurance Review Panel Activities for Enhancing Financial Reporting Quality Framework and Focuses in 2018 Root Cause Analysis Summary of Audit Inspection Results A. Firm Level B. Engagement Level Essential Statistics 49 4412 46 0402 07 Contents Executive Summary The capital market is a fundamental component in driving Thai...
recourse obtains credit rating from BBB up or equivalent; (i) 21 certificates of deposit issued by a commercial bank or a finance company; or (j) 22 letters of guarantee issued by a financial institution
) “major investor” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such person acquires additional units, the total value of
) “major investor” means a person who acquires the units of a fund for the first time at an amount not less than ten million baht. In the case where such person acquires additional units, the total value of