, mutatis mutandis, only the part of investment management; (2) perform duties by adhering to ethics and professional standards issued by the association and approved by the Office, mutatis mutandis, only the
auditor fails to have the qualifications in compliance with Clause 7; (2) the foreign auditor has a behavior that indicates a lack of professional ethics or violates or fails to comply with the
-immunization, with knowledge and ethics, to create a sustainable market. 4 Statement of Intent (2017) 5.1 Living the values The SEC recognizes that human resources drive the organization’s ability to achieve its
) คุณธรรม จริยธรรม (Moral and ethics) 2. การบริหารจัดการ การปฏิบัติหน้าที่ให้บรรลุวัตถุประสงค์ ซึ่งรวมถึงหลัก ความมีประสิทธิผล (effectiveness) ประสิทธิภาพ (efficiency) ตอบสนอง และสร้างคุณค่าให้ผู้มีส่วน
intermediary shall have measures for correctness [of fault action], control [of impact] and punishment [for wrongdoing] in proportion to the seriousness of their actions. Clause 9 In case the association
has arranged for; (1) a process by which the trust manager or its agent may examine or verify the correctness of the income contractually entitled to the trust; (2) a covenant to deliver a report or
additional evidentiary documentation; (2) Arranging for an independent expert to give an opinion relating to the correctness, completeness or reliability of the information in the registration statement and
representation, whether as to the past or the future and no reliance, in whole or in part, should be placed on the fairness, accuracy, completeness or correctness of the information contained herein. Further
, cover the following issues: 8.2.1 Procedures for communicating with relevant persons, correctness and modern of name list and contact data. 8.2.2 Procedures for evacuating employees or moving personnel to
shall, at least, cover the following issues: 8.2.1 Procedures for communicating with relevant persons, correctness and modern of name list and contact data. 8.2.2 Procedures for evacuating employees or