Facebook page ชื่อ Investment Knowledge : Unlicensed securities and derivatives business (Disclosure Date : 30/05/2024)
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poobit investment public company limited : Unlicensed securities and derivatives business (Disclosure Date : 30/07/2021)
. The SEC has therefore imposed a two-month suspension on investment consultant Pongsak, effective from 6 January 2020. ________________________
have contravened the Notification of the Capital Market Supervisory Board*. The SEC therefore suspended him from being an approved investment consultant of complex products type 1 and an investment
therefore prohibited her from re-entering as capital market business personnel for a period of 10 years, effective from 15 July 2020. In addition, SEC has found that this misconduct had been partially
Supervisory Board.* Therefore, SEC will not accept his future application for approval as personnel in the capital market business for a period of five years, effective from 25 February 2020. Investors are
him from his duty as the approved capital market investment consultant for 2 months, effective from October 27, 2014.
}'s approval as capital market personnel for two years, effective from May 8, 2014.
investment consultant. However, the approval as securities investment consultant for Nattapong has already expired since 31 December 2018. SEC has therefore prohibited him from re-entering as capital market