as an investment consultant for complex products type 1** for a period of two years, five months and seven days, effective from 17 March 2021. However, since her approval period ends on 31 March 2021
List of approved investment analysts / investment consultants
the securities business operators. The proposed guidelines and this public hearing will be presented to securities business operators who plan to apply fintech in the capital markets must comply as
The ASEAN CIS Framework is an initiative under the regional capital markets integration plan endorsed by the ASEAN Finance Ministers in 2009 to facilitate cross-border product access and fund
SEC Secretary-General Ruenvadee Suwanmongkol said: “The ESG-focused business practice and investment help to promote sustainable investment. This is a growing trend in capital markets around the
At present, securities and derivatives business operators (Thai business operators)* are allowed to provide services for Thai investors’ investment in foreign capital market products through business
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 08/12/2017 | Close Selling Date : 19/12/2017
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 13/11/2017 | Close Selling Date : 28/11/2017
Type of securities : Real Estate Investment Trust (REIT) | Effective Date : 27/08/2019 | Close Selling Date : 23/09/2019