with the scheme which has been approved by the SEC Office. The power to issue an order under Paragraph 1 shall include orders in the following manners: (1) clarification or disclosure of additional
director” means any person who is responsible for the operation of a department within the company; “Company” means any limited company or public limited company and shall include any juristic person
company; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
; “Company” means any limited company or public limited company and shall include any juristic person established by a specific law with an objective to undertake businesses; “Association” means any
securities company , the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities company . Clause 5 The provisions in Clause 19
securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities
securities brokerage business undertaken by a securities company, the term “personnel” and “employee” under this Notification shall also include any person who is assigned to perform duty for a securities
include “private fund management company”. ** These sub clauses have been modified by the Notification of the Capital Market Supervisory Board No. TorThor. 24/2557 Re: Rules, Conditions and Procedures for
interests of financial institutions means Loan Interests of Financial Institutions Act B.E. 2523 (1980) 3 In this Division 1, the meaning of word “management company” dose not include “private fund management
, the decision to vote is the sole discretion of the shareholders, which shall include the consideration of advantages, disadvantages, and risk associated with the transaction as well as consideration of