, the appointment of third parties, such as other intermediaries , financial institutions or affiliated companies in the group of financial business who have readiness in personnel and operating system
third parties, such as other intermediaries, financial institutions or affiliated companies in the group of financial business who have readiness in personnel and operating system relating to the
Part C: Distribution of NRI CIS and CIS Operator’s local representative Arrangement for distribution 16) Units in NRI CIS will be offered/ marketed in Thailand by the following intermediaries who are
the actual fee, the management company shall update such information in the factsheet without delay, publish the updated information on the management company’s website, notify the local intermediaries
shall update such information in the factsheet without delay, publish the updated information on the management company’s website, notify the local intermediaries of the updated information. Sample of
Outsourcing of Financial Services for Market Intermediaries; Technical Committee of the International Organization of Securities Commissions, February 2005. 2 ข้อ 8(6) ประกอบข้อ 10 ของประกาศคณะกรรมการก ากับตลาด
Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries _____________________________ By virtue of
Intermediaries _____________________________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E. 2551 (2008) and Section 92 of
. Notification of the Capital Market Supervisory Board No. TorThor. 31/2556 Re: Rules on Application for Obtaining an Approval and Granting to Establish Branch Offices of Intermediaries